The author argues that intelligent life requires - (i) complex che...
William H. Press (b. 1948) is a physicist best known for work in as...
The Rydberg energy is the binding energy of the electron in the hyd...
In statistical physics, temperature corresponds to the average ther...
The anthropic principle is the idea that the universe’s laws and co...
We want to estimate the condition for a planet to retain a nontrivi...
The Bohr radius is a fundamental length scale in atomic physics, it...
Intelligent life elsewhere should be roughly our size (meters tall)...
Man’s
size
in
terms
of
fundamental
constants
William
H.
Press
Department
of
Physics,
Harvard
University
and
Harvard-Smithsonian
Center
for
Astrophysics,
Cambridge,
Massachusetts
02138
(Received
26
September
1979;
accepted
15
January
1980)
Why
ate
we
the
size
we
are,
instead
of
some
very
different
size?
Simple
physical
scaling
laws
and
three
“requirements”
dictate
that
our
size
be
of
order
(#
|m.e”)(e?/Gm,
”)'*.
They
also
“predict”
the
mass
and
radius
of
the
Earth.
The
three
requirements
are:
(i)
We
are
made
of
complicated
molecules;
(ii)
we
breathe
an
evolved
planetary
atmosphere;
(iii)
we
are
about
as big
as
we
can
be
without
breaking.
Haldane’s
essay
“On
Being
the
Right
Size,”
!
discusses
qualitatively
but
elegantly
some
concepts of
elementary
physics
which
cause
various
animal
species
to
be
the
sizes
that
they
are:
weight
increasing
as
the
cube
of
size,
while
structural
strength
increases
as
only
the
square;
force
re-
quired
to
escape
from
the surface
tension
of
liquid
water;
oxygen
diffusion
resistance
in
organisms
such
as
insects,
lacking
lungs;
heat
loss;
eye
resolution;
limits
to
brain
weight.
Very
recently
there
has
been
a
flurry
of
interest?3.4
in
astrophysical
and
cosmological
circles
on
a
problem
of
similar
character
there,
namely
to
understand
as
many
as
possible
of
the
basic
features
of
“galaxies,
stars,
planets,
and
the
everyday
world”
3
in
terms
of
a
few
microscopic
physical
constants
(c,
G,
h,
e,
etc.)
plus
the
constraint
that
these
constants
have
values
consistent
with
the
possibility
of
in-
telligent
life
evolving
so
as
to
observe
them.
This
additional
constraint
is
usually
called
the
“anthropic
principle.”
2
A
few
years
ago,
in
connection
with
an
elementary
physics
course,
I
attempted
to
fuse
Haldane’s
general
ap-
proach
with
the
more
quantitative
astrophysical
arguments,
and
to
derive
an
order
of
magnitude
expression
for
Lj,
the
size
of
man
(the
term
used
generically
to
include
male
as
well
as
female)
in
terms
of
fundamental
constants.
Since
the
result
of
my
calculation
has
now
found
its
way
into
the
literature
on
the
anthropic
principle
(e.g.,
Ref.
3)
and
since
the
line
of
argument
is
suitable
in
level
for
use
in
an
un-
dergraduate
general
physics
course,
I
sketch the
calculation
here.
,
Let
us
assume
only
that
man
satisfies
three
properties:
(i)
he
is
made
of
complicated
molecules;
(ii)
he
requires
an
atmosphere
which
is
not
(primordial,
cosmological)
hy-
drogen
and
helium;
and
(iii)
he
is
as
large
as
possible,
to
carry
his
huge
brain,
but
he
is
liable
to
stumble
and
fall;
and
in
so
doing
he
should
not
break.
These
three
properties
do
not
differentiate
between
a
man
and,
say,
an
elephant
ofsize
Lg;
however
Le
~
Ly
to
the
accuracy
of
our
calculation,
and
we
should
not
expect
to
distinguish
elephants
from
men
by
dimensional
arguments.
The
characteristic
atomic
size
of
all
matter
is
set
by
the
Bohr
radius
ao
=
h?/m.e2
=
0.53
X
1078
cm,
(1)
where
h
is
Planck’s
constant,
m,
the
mass
of
the
electron,
and
e
its
charge.
The
characteristic
density
of
all
matter
is
therefore
set
by
the
density
of
one
(or
so)
proton
in
a
cubic
Bohr
diameter,
so
we
can
define
a
scale
density
Po
=
mp/(2a0)3
=
1.4
g/cm,
(2)
597
Am.
J.
Phys.
48(8),
Aug.
1980
0002-9505
/80/080597-02$00.50
where
mp
is
the
mass
of
a
proton.
The
scale
of
energies
for
all
molecular
binding
is
set
by
the
characteristic
energy
of
the
hydrogen
atom,
e?/2a9
=
1
Ry
=
13.6
eV.
(3)
According
to
(i)
above,
man’s
chemistry
is
complicated,
so
his
binding
energies
are a
small
fraction,
say
¢€,
of a
Rydberg.
A
reasonable
value
for
is
0.003;
but
we
will
see
below
that
in
fact
Lj,
depends
on
only
very
weakly.
We
next
observe
that
man
must
live
in
an
environment
whose
temperature
is
given
in
order
of
magnitude
by
T
~
(e/k)
Ry
=
470(€/0.003)
K
(4)
(where
&
is
Boltzmann’s
constant).
If
the
temperature
were
much
larger,
his
chemistry
would
be
disrupted;
if
it
were
much
lower,
his
internal
chemical
processes
would
proceed
at
an
exponentially
smaller
rate;
thus
he
would
be
immobile
and
unlikely
to
stumble,
violating
assumption
(iii)
above.
(Empirically,
man
does
in
fact
live
at
close
to
the
temper-
ature
of
his
chemical
bond
energy;
this,
incidentally,
makes
cooking
practicable.)
We
now
use
property
(ii).
Since
man’s
atmosphere
is
not
hydrogen, but
is
also
not
vacuum,
the
escape
velocity
from
the
surface
of
his
planet
(Earth)
should
be
greater,
but
not
too
much
greater,
than
the
thermal
velocity
of
hydrogen
at
his
ambient
temperature
(€/k)
Ry.
This
condition
gives
GMo/Re
~
Ry/mp,
(3)
where
G
is
the
gravitational
constant,
M@
and
Rg
are
the
mass
and
radius
of
the Earth.
From
Eq.
(2)
we
have
M
@/Ra
~
mp/(2a0)?.
(6)
Equations
(5)
and
(6)
can
be
solved
for
M/@
and
Re
sepa-
rately,
giving
2
\1/2
«
\i72
Re
~
€/2(2
=
6.5
X
108
@
€"(2a0)
ea
0.003)
“™
(7)
2
\3/2
e
\3/2
Me
~
2m,
|—
=
3.8
X
1026
even
me
es
0.003)
®
(8)
which
are
to
be
compared
with
the
actual
values
6.4
X
108
cm
and
5.9
X
1027
g.
If
man
is
of
a
size
Ly,
his
mass
is
roughly
Mu
~
poLh.
(9)
When,
according
to
property
(iii),
he
stumbles
and
falls,
the
©
1980
American
Association
of
Physics
Teachers
597
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energy
of
his
fall
is
of
order
MyLy(GMo/R3),
the
last
factor
being
the
acceleration
of
gravity
at
planetary
surface.
The
number
of
atoms
that
man
contains
is
about
My/mp.
His
breaking
involves
a
disruption
only
on
a
two-dimen-
sional
surface
which
contains
of
order
(Mj/m,)?/3
atoms,
and
each
atom
is
bound
with
an
energy
Ry,
so
the
scale
of
man’s
breaking
energy
is
set
by
the
combination
¢
Ry(Mx/m,)?/°.
Property
(iii)
thus
takes
the
form
of
an
equation,
MyLy
GMo@/R8
~
Ry(My/m,)?/3.
(10)
Using
Eqs.
(2),
(5), (7),
and
(9),
this
can
be
solved
for
Ly
in
terms
of
known
quantities,
Ly
~
€4(2a0)(e?/Gm;)
“4
=
26/42
0
V/2mz'mzG—
UA
=
2.6(€/0.003)!/4
cm,
Ql)
which
is
very
insensitive
to
changes
in
the
assumed
value
of
€,
The
observed
value
of
L;,
is,
we
note,
about
a factor
102
larger
than
that
given
by
our
dimensional
calculation.
This
disagreement
is
not
surprising,
considering
the
crudeness
of
the
estimate.
Even
so,
it
is
not
difficult
(using,
however,
more
information
than
the
three
properties
originally
as-
sumed)
to
see
where
the
disagreement
arises:
we
have
un-
derestimated
man’s
breaking
energy
[right-hand
side
of
Eq.
(10)]
by
a
factor
of
about
104-105,
and
this
factor
enters
the
estimate
for
Lj,
as
a
square
root.
Equation
(10)
assumed
implicitly
that
man
was
“brittle,”
i.e.,
that
the
energy
of
a
fall
would
be
concentrated
as
stress
along
his
weakest
fault
plane.
If
this
were
true,
a
100-kg
man
would
break
under
an
energy
of
order
10°
erg;
in
actuality
his
breaking
energy
is
of
order
3
X
10!9
erg
(a
3-m
fall).
Probably
the
reason
for
this
excess
strength
is
that
man’s
molecular
structure
is
polymeric
rather
than
amorphous,
so
that
stresses
are
dis-
tributed
over
a
rather
larger
volume
than
that
of
a
single
monatomic
fault
plane.
As
a
very
crude
model,
one might
take
the
fault
to
be
about
as
wide
as
the
length
of
a
polymer,
and
therefore
equate
the
excess
breaking
energy
(104-105)
to
the
number
of
atoms
in
a
protein;
this
gives
fairly
good
agreement
with
observation.
We
might
turn
now
to
different
problem,
that
of
esti-
mating
the
characteristic
human
timescale
(or
lifespan).
In
this
regard,
we
first
notice
that
if
the
ambient
tempera-
ture
(e/k)
Ry
is
to
be
maintained
by
solar
radiation,
then
the
scale
of
the
solar
constant
is
determined
by
the
Ste-
fan-Boltzmann
law,
namely,
598
Am.
J.
Phys.,
Vol.
48,
No.
8,
August
1980
J
~
a(e/k
Ry)*
=
2.9
X
10°
(€/0.003)4
ergcm-?sec—!
(12)
(compared
to
a
measured
value
1.4
X
106
ergcm~?sec™').
Here
a
is
the
Stefan-Boltzmann
constant
which
is
defined
from
fundamental
constants
by
=
72k4/60
02h},
(13)
A
natural
characteristic
time
ty
is
obtained
by
equating
the
total
energy
of
chemical
bonds
in
man
to
t,,
multiplied
by
the
solar
flux
incident
on man’s
surface
area
L},.
If
man
were
a
plant,
this
time
would
be
a
characteristic
growth
time,
hence
set
the
scale
for
his
lifespan,
but
in
fact
we
are
not
plants;
we
are
at
the
end
of a
complicated
food
chain.
Another
possible
interpretation
is
that
the
time
ty
is
a
“shelter-seeking”
time,
in
which
the
solar
flux
is
likely
to
be
damaging
to
an
unprotected
man.
In
any
case,
the
value
obtained
is
~
Ki
po
Ln
@
m,
(e
Ry)?
_
120
=
2-75
6H
0-75
mo'm5G-
V4
T
0.003
0.003
Unfortunately,
the
strong
dependence
on
here
allows
us
to
put
little
credence
in
the
numerical
result.
The
universal
constants
seem
to
determine
the
scale
of
man’s
size
quite
narrowly,
but
they
seem
to
determine
the
scale
of
his
time
only very
poorly.
This
result,
if
true,
may
be
relevant
to
the
problem
of
interstellar
communication,
since
we
should
probably
not
hope
to
establish
communication
with
intel-
ligences
whose
time
scale
is
either
very
much
shorter
or
very
much
longer
than
our
own.
—2.75
—2.75
=
50x
104|
é
|
seo~
14
[-<]
h.
(14)
ACKNOWLEDGMENT
I
am
pleased
to
acknowledge
interesting
and
helpful
discussions
on
these
matters
with
Douglas
Eardley
and
V.
F.
Weisskopf.
'J.
B. S.
Haldane,
in
Possible
Worlds
(Harper,
New
York,
1928);
re-
printed
in
The
World
of
Mathematics,
edited
by
James
R.
Newman,
(Simon
and
Schuster,
New
York,
1956),
Vol.
2.
2B.
Carter,
in
Confrontation
of
Cosmological
Theories
with
Observation,
edited
by
M.
S.
Longair
(Reidel,
Dordrecht,
1974),
p.
291.
3B.
J.
Carr
and
M.
J.
Rees,
Nature
278,
605
(1979).
4J,
Barrow
and
F.
Tipler
(unpublished
monograph).
William
H.
Press
598
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155.41.127.63 On: Tue, 29 Oct 2013 14:28:23

Discussion

In statistical physics, temperature corresponds to the average thermal energy per particle: $$ K_B T \sim E $$ So the temperature formula in the paper is just: $$ T \sim \epsilon \, \frac{E_\text{Ry}}{k_B} $$ William H. Press (b. 1948) is a physicist best known for work in astrophysics and computational science (co-author of the classic Numerical Recipes). He earned his PhD under Nobel laureate William Fowler at Caltech, later held professorships at Harvard and UT Austin, was deputy director of Los Alamos, and served on the U.S. President’s Council of Advisors on Science and Technology. ![](https://numerical.recipes/whp/WHPheadshot3.jpg) The author argues that intelligent life requires - (i) complex chemistry - (ii) substantial atmosphere - (iii) bodies strong enough to resist gravity. From these premises, he derives the density of life-forms, environmental temperature, planetary mass and radius, and finally the characteristic size and lifespan of intelligent beings. The only free parameter is the effective bond energy, ε ≈ 0.003 Ry (hydrogen bonds), with size depending weakly on ε (∝ ε^¼) and lifespan strongly (∝ ε$^{–2.75}$). His conclusion: intelligent creatures across the universe should be roughly Earth-sized and live on Earth-like planets, though their characteristic timescales may differ greatly with stellar environment. The Rydberg energy is the binding energy of the electron in the hydrogen atom’s ground state The Bohr radius is a fundamental length scale in atomic physics, it’s the typical size of the hydrogen atom in its ground state, according to the Bohr model. We want to estimate the condition for a planet to retain a nontrivial atmosphere. Press first sets the ambient temperature by the chemistry scale: #### Thermal velocity \[ k_B T \sim \epsilon \, E_{\rm Ry} \] For hydrogen atoms (mass $m_p$) in a gas at temperature $T$, the typical kinetic energy per particle is of order the thermal energy, \[ E_{\rm kin} \sim E_{\rm thermal} \sim k_B T. \] Using $E_{\rm kin} \sim \tfrac{1}{2} m_p v_{\rm th}^2$, we get \[ \tfrac{1}{2} m_p v_{\rm th}^2 \sim k_B T \quad \Rightarrow \quad v_{\rm th}^2 \sim \frac{2 k_B T}{m_p}. \] Since this is an order-of-magnitude argument, factors of order unity are dropped, so we write \[ v_{\rm th}^2 \sim \frac{k_B T}{m_p}. \] Substituting, \[ v_{\rm th}^2 \sim \frac{\epsilon \, E_{\rm Ry}}{m_p}. \] #### Escape velocity For a planet of mass $M_\oplus$ and radius $R_\oplus$, the surface escape speed is \[ v_{\rm esc}^2 \sim \frac{G M_\oplus}{R_\oplus}, \] again omitting the factor of 2 as we keep only leading scalings. #### Retention condition To avoid losing the atmosphere, we require $v_{\rm esc} \gtrsim v_{\rm th}$. Equating the scales gives \[ \frac{G M_\oplus}{R_\oplus} \sim \frac{\epsilon \, E_{\rm Ry}}{m_p}, \] which is Press’s Eq. (5). Intelligent life elsewhere should be roughly our size (meters tall) and live on Earth-like planets (mass and radius close to Earth’s), since size of creatures depends weakly on 𝜖. Howver their characteristic timescales (metabolism, reaction speeds, lifespans) could differ drastically, since they depend sensitively on the fraction 𝜖 of the Rydberg that local chemistry actually uses. So aliens might be our size, but experience time very differently: “slow” or “fast” compared to us. The anthropic principle is the idea that the universe’s laws and constants must allow for the existence of observers like us, otherwise we wouldn’t be here to notice them. There are a couple of standard formulations: - Weak anthropic principle (WAP): Our observations of the universe are necessarily biased by the fact that we exist. For example, we shouldn’t be surprised to find ourselves on a planet with liquid water, because only such planets can support beings asking the question. - Strong anthropic principle (SAP): The universe (or multiverse) must have properties that inevitably give rise to life and observers at some stage. This is more controversial, because it sounds like the universe is “designed” for life, though in physics it’s often interpreted in terms of selection effects across many possible universes. Physicists sometimes use the principle in a very practical sense: to explain why certain physical constants (like the strength of gravity or the fine-structure constant) take the values they do if they were even slightly different, stable stars, chemistry, or life might not exist.