### TL;DR In this essay Freeman Dyson presents two types of math...
Freeman Dyson is an English-born American theoretical physicist and...
Science has evolved following both Cartesian and Baconian views sim...
The International Congress of Mathematicians (ICM) is the largest c...
The Bourbaki group was a group of young French mathematicians start...
#### Hilbert's 23 Mathematical Problems 1. Cantor's problem of t...
#### The Ten Commandments of Leo Szilard: 1. Recognize the conne...
Lie groups, named after Sophus Lie, lie at the intersection of alge...
Here there is a reference to Riemann hypothesis, one of Millenium m...
> ***"the history of mathematics is a history of horrendously diff...
In mathematics a Kakeya set, or Besicovitch set, is a set of points...
A hypocycloid is a curve generated by the trace of a fixed point on...
I'm not an expert on computational complexity — but I believe this ...
Here is a great resource if you want to learn more about Gödel's In...
John Von Neumann wrote ***First Draft of a Report on the EDVAC** in...
> ***Chaos: When the present determines the future, but the approxi...
You can read this paper here: [Period Three Implies Chaos - Li, T. ...
212 Notices of the AMs VoluMe 56, NuMber 2
Birds and Frogs
Freeman Dyson
S
ome mathematicians are birds, others
are frogs. Birds fly high in the air and
survey broad vistas of mathematics out
to the far horizon. They delight in con-
cepts that unify our thinking and bring
together diverse problems from different parts of
the landscape. Frogs live in the mud below and see
only the flowers that grow nearby. They delight
in the details of particular objects, and they solve
problems one at a time. I happen to be a frog, but
many of my best friends are birds. The main theme
of my talk tonight is this. Mathematics needs both
birds and frogs. Mathematics is rich and beautiful
because birds give it broad visions and frogs give it
intricate details. Mathematics is both great art and
important science, because it combines generality
of concepts with depth of structures. It is stupid
to claim that birds are better than frogs because
they see farther, or that frogs are better than birds
because they see deeper. The world of mathemat-
ics is both broad and deep, and we need birds and
frogs working together to explore it.
This talk is called the Einstein lecture, and I am
grateful to the American Mathematical Society
for inviting me to do honor to Albert Einstein.
Einstein was not a mathematician, but a physicist
who had mixed feelings about mathematics. On
the one hand, he had enormous respect for the
power of mathematics to describe the workings
of nature, and he had an instinct for mathematical
beauty which led him onto the right track to find
nature’s laws. On the other hand, he had no inter-
est in pure mathematics, and he had no technical
skill as a mathematician. In his later years he hired
younger colleagues with the title of assistants to
do mathematical calculations for him. His way of
thinking was physical rather than mathematical.
He was supreme among physicists as a bird who
saw further than others. I will not talk about Ein-
stein since I have nothing new to say.
Francis Bacon and René Descartes
At the beginning of the seventeenth century, two
great philosophers, Francis Bacon in England and
René Descartes in France, proclaimed the birth of
modern science. Descartes was a bird, and Bacon
was a frog. Each of them described his vision of
the future. Their visions were very different. Bacon
said, “All depends on keeping the eye steadily fixed
on the facts of nature.” Descartes said, “I think,
therefore I am. According to Bacon, scientists
should travel over the earth collecting facts, until
the accumulated facts reveal how Nature works.
The scientists will then induce from the facts the
laws that Nature obeys. According to Descartes,
scientists should stay at home and deduce the
laws of Nature by pure thought. In order to deduce
the laws correctly, the scientists will need only
the rules of logic and knowledge of the existence
of God. For four hundred years since Bacon and
Descartes led the way, science has raced ahead
by following both paths simultaneously. Neither
Baconian empiricism nor Cartesian dogmatism
has the power to elucidate Nature’s secrets by
itself, but both together have been amazingly suc-
cessful. For four hundred years English scientists
have tended to be Baconian and French scientists
Cartesian. Faraday and Darwin and Rutherford
were Baconians; Pascal and Laplace and Poincaré
were Cartesians. Science was greatly enriched by
the cross-fertilization of the two contrasting cul-
tures. Both cultures were always at work in both
countries. Newton was at heart a Cartesian, using
Freeman Dyson is an emeritus professor in the School of
Natural Sciences, Institute for Advanced Study, Princeton,
NJ. His email address is dyson@ias.edu.
This article is a written version of his AMS Einstein Lecture,
which was to have been given in October 2008 but which
unfortunately had to be canceled.
212 Notices of the AMs Volume 56, Number 2
pure thought as Descartes intended, and using
it to demolish the Cartesian dogma of vortices.
Marie Curie was at heart a Baconian, boiling tons
of crude uranium ore to demolish the dogma of
the indestructibility of atoms.
In the history of twentieth century mathematics,
there were two decisive events, one belonging to
the Baconian tradition and the other to the Carte-
sian tradition. The first was the International Con-
gress of Mathematicians in Paris in 1900, at which
Hilbert gave the keynote address,
charting the course of mathematics
for the coming century by propound-
ing his famous list of twenty-three
outstanding unsolved problems. Hil-
bert himself was a bird, flying high
over the whole territory of mathemat-
ics, but he addressed his problems to
the frogs who would solve them one
at a time. The second decisive event
was the formation of the Bourbaki
group of mathematical birds in France
in the 1930s, dedicated to publish-
ing a series of textbooks that would
establish a unifying framework for
all of mathematics. The Hilbert prob-
lems were enormously successful in
guiding mathematical research into
fruitful directions. Some of them were
solved and some remain unsolved,
but almost all of them stimulated the
growth of new ideas and new fields
of mathematics. The Bourbaki project
was equally influential. It changed the
style of mathematics for the next fifty
years, imposing a logical coherence
that did not exist before, and moving
the emphasis from concrete examples
to abstract generalities. In the Bour-
baki scheme of things, mathematics is
the abstract structure included in the
Bourbaki textbooks. What is not in the textbooks
is not mathematics. Concrete examples, since they
do not appear in the textbooks, are not math-
ematics. The Bourbaki program was the extreme
expression of the Cartesian style. It narrowed the
scope of mathematics by excluding the beautiful
flowers that Baconian travelers might collect by
the wayside.
Jokes of Nature
For me, as a Baconian, the main thing missing in
the Bourbaki program is the element of surprise.
The Bourbaki program tried to make mathematics
logical. When I look at the history of mathematics,
I see a succession of illogical jumps, improbable
coincidences, jokes of nature. One of the most
profound jokes of nature is the square root of
minus one that the physicist Erwin Schrödinger
put into his wave equation when he invented
wave mechanics in 1926. Schrödinger was a bird
who started from the idea of unifying mechanics
with optics. A hundred years earlier, Hamilton had
unified classical mechanics with ray optics, using
the same mathematics to describe optical rays
and classical particle trajectories. Schrödinger’s
idea was to extend this unification to wave optics
and wave mechanics. Wave optics already existed,
but wave mechanics did not. Schrödinger had to
invent wave mechanics to complete the unification.
Starting from wave optics as a model,
he wrote down a differential equa-
tion for a mechanical particle, but the
equation made no sense. The equation
looked like the equation of conduction
of heat in a continuous medium. Heat
conduction has no visible relevance to
particle mechanics. Schrödinger’s idea
seemed to be going nowhere. But then
came the surprise. Schrödinger put
the square root of minus one into the
equation, and suddenly it made sense.
Suddenly it became a wave equation
instead of a heat conduction equation.
And Schrödinger found to his delight
that the equation has solutions cor-
responding to the quantized orbits in
the Bohr model of the atom.
It turns out that the Schrödinger
equation describes correctly every-
thing we know about the behavior of
atoms. It is the basis of all of chem-
istry and most of physics. And that
square root of minus one means that
nature works with complex numbers
and not with real numbers. This dis-
covery came as a complete surprise,
to Schrödinger as well as to every-
body else. According to Schrödinger,
his fourteen-year-old girl friend Itha
Junger said to him at the time, “Hey,
you never even thought when you began that so
much sensible stuff would come out of it.” All
through the nineteenth century, mathematicians
from Abel to Riemann and Weierstrass had been
creating a magnificent theory of functions of
complex variables. They had discovered that the
theory of functions became far deeper and more
powerful when it was extended from real to com-
plex numbers. But they always thought of complex
numbers as an artificial construction, invented by
human mathematicians as a useful and elegant
abstraction from real life. It never entered their
heads that this artificial number system that they
had invented was in fact the ground on which
atoms move. They never imagined that nature had
got there first.
Another joke of nature is the precise linearity
of quantum mechanics, the fact that the possible
states of any physical object form a linear space.
Francis Bacon
René Descartes
februAry 2009 Notices of the AMs 213
214 Notices of the AMs VoluMe 56, NuMber 2
Before quantum mechanics was invented, classical
physics was always nonlinear, and linear models
were only approximately valid. After quantum
mechanics, nature itself suddenly became linear.
This had profound consequences for mathemat-
ics. During the nineteenth century Sophus Lie
developed his elaborate theory of continuous
groups, intended to clarify the behavior of classical
dynamical systems. Lie groups were then of little
interest either to mathematicians or to physicists.
The nonlinear theory of Lie groups was too compli-
cated for the mathematicians and too obscure for
the physicists. Lie died a disappointed man. And
then, fifty years later, it turned out that nature was
precisely linear, and the theory of linear represen-
tations of Lie algebras was the natural language of
particle physics. Lie groups and Lie algebras were
reborn as one of the central themes of twentieth
century mathematics.
A third joke of nature is the existence of quasi-
crystals. In the nineteenth century the study of
crystals led to a complete enumeration of possible
discrete symmetry groups in Euclidean space.
Theorems were proved, establishing the fact that
in three-dimensional space discrete symmetry
groups could contain only rotations of order three,
four, or six. Then in 1984 quasi-crystals were dis-
covered, real solid objects growing out of liquid
metal alloys, showing the symmetry of the icosa-
hedral group, which includes five-fold rotations.
Meanwhile, the mathematician Roger Penrose
discovered the Penrose tilings of the plane. These
are arrangements of parallelograms that cover a
plane with pentagonal long-range order. The alloy
quasi-crystals are three-dimensional analogs of
the two-dimensional Penrose tilings. After these
discoveries, mathematicians had to enlarge the
theory of crystallographic groups to include quasi-
crystals. That is a major program of research which
is still in progress.
A fourth joke of nature is a similarity in be-
havior between quasi-crystals and the zeros of
the Riemann Zeta function. The zeros of the zeta-
function are exciting to mathematicians because
they are found to lie on a straight line and nobody
understands why. The statement that with trivial
exceptions they all lie on a straight line is the
famous Riemann Hypothesis. To prove the Rie-
mann Hypothesis has been the dream of young
mathematicians for more than a hundred years.
I am now making the outrageous suggestion that
we might use quasi-crystals to prove the Riemann
Hypothesis. Those of you who are mathematicians
may consider the suggestion frivolous. Those who
are not mathematicians may consider it uninterest-
ing. Nevertheless I am putting it forward for your
serious consideration. When the physicist Leo
Szilard was young, he became dissatisfied with the
ten commandments of Moses and wrote a new set
of ten commandments to replace them. Szilard’s
second commandment says: “Let your acts be di-
rected towards a worthy goal, but do not ask if they
can reach it: they are to be models and examples,
not means to an end.” Szilard practiced what he
preached. He was the first physicist to imagine
nuclear weapons and the first to campaign ac-
tively against their use. His second commandment
certainly applies here. The proof of the Riemann
Hypothesis is a worthy goal, and it is not for us to
ask whether we can reach it. I will give you some
hints describing how it might be achieved. Here I
will be giving voice to the mathematician that I was
fifty years ago before I became a physicist. I will
talk first about the Riemann Hypothesis and then
about quasi-crystals.
There were until recently two supreme unsolved
problems in the world of pure mathematics, the
proof of Fermat’s Last Theorem and the proof of
the Riemann Hypothesis. Twelve years ago, my
Princeton colleague Andrew Wiles polished off
Fermat’s Last Theorem, and only the Riemann Hy-
pothesis remains. Wiles’ proof of the Fermat Theo-
rem was not just a technical stunt. It required the
discovery and exploration of a new field of math-
ematical ideas, far wider and more consequential
than the Fermat Theorem itself. It is likely that
any proof of the Riemann Hypothesis will likewise
lead to a deeper understanding of many diverse
areas of mathematics and perhaps of physics too.
Riemann’s zeta-function, and other zeta-func-
tions similar to it, appear ubiquitously in number
theory, in the theory of dynamical systems, in
geometry, in function theory, and in physics. The
zeta-function stands at a junction where paths lead
in many directions. A proof of the hypothesis will
illuminate all the connections. Like every serious
student of pure mathematics, when I was young I
had dreams of proving the Riemann Hypothesis.
I had some vague ideas that I thought might lead
to a proof. In recent years, after the discovery of
quasi-crystals, my ideas became a little less vague.
I offer them here for the consideration of any
young mathematician who has ambitions to win
a Fields Medal.
Quasi-crystals can exist in spaces of one, two,
or three dimensions. From the point of view of
physics, the three-dimensional quasi-crystals are
the most interesting, since they inhabit our three-
dimensional world and can be studied experi-
mentally. From the point of view of a mathemati-
cian, one-dimensional quasi-crystals are much
more interesting than two-dimensional or three-
dimensional quasi-crystals because they exist in
far greater variety. The mathematical definition
of a quasi-crystal is as follows. A quasi-crystal
is a distribution of discrete point masses whose
Fourier transform is a distribution of discrete
point frequencies. Or to say it more briefly, a
quasi-crystal is a pure point distribution that has
a pure point spectrum. This definition includes
februAry 2009 Notices of the AMs 215
as a special case the ordinary crystals,
which are periodic distributions with
periodic spectra.
Excluding the ordinary crystals,
quasi-crystals in three dimensions
come in very limited variety, all of
them associated with the icosahedral
group. The two-dimensional quasi-
crystals are more numerous, roughly
one distinct type associated with each
regular polygon in a plane. The two-
dimensional quasi-crystal with pentag-
onal symmetry is the famous Penrose
tiling of the plane. Finally, the one-
dimensional quasi-crystals have a far
richer structure since they are not tied
to any rotational symmetries. So far as
I know, no complete enumeration of
one-dimensional quasi-crystals exists.
It is known that a unique quasi-crystal
exists corresponding to every Pisot-
Vijayaraghavan number or PV number.
A PV number is a real algebraic inte-
ger, a root of a polynomial equation
with integer coefficients, such that all
the other roots have absolute value
less than one, [1]. The set of all PV
numbers is infinite and has a remark-
able topological structure. The set
of all one-dimensional quasi-crystals
has a structure at least as rich as the
set of all PV numbers and probably much richer.
We do not know for sure, but it is likely that a
huge universe of one-dimensional quasi-crystals
not associated with PV numbers is waiting to be
discovered.
Here comes the connection of the one-
dimensional quasi-crystals with the Riemann
hypothesis. If the Riemann hypothesis is true,
then the zeros of the zeta-function form a one-
dimensional quasi-crystal according to the defini-
tion. They constitute a distribution of point masses
on a straight line, and their Fourier transform is
likewise a distribution of point masses, one at each
of the logarithms of ordinary prime numbers and
prime-power numbers. My friend Andrew Odlyzko
has published a beautiful computer calculation of
the Fourier transform of the zeta-function zeros,
[6]. The calculation shows precisely the expected
structure of the Fourier transform, with a sharp
discontinuity at every logarithm of a prime or
prime-power number and nowhere else.
My suggestion is the following. Let us pretend
that we do not know that the Riemann Hypothesis
is true. Let us tackle the problem from the other
end. Let us try to obtain a complete enumera-
tion and classification of one-dimensional quasi-
crystals. That is to say, we enumerate and classify
all point distributions that have a discrete point
spectrum. Collecting and classifying new species of
objects is a quintessentially Baconian
activity. It is an appropriate activity
for mathematical frogs. We shall then
find the well-known quasi-crystals
associated with PV numbers, and
also a whole universe of other quasi-
crystals, known and unknown. Among
the multitude of other quasi-crystals
we search for one corresponding to
the Riemann zeta-function and one
corresponding to each of the other
zeta-functions that resemble the Rie-
mann zeta-function. Suppose that
we find one of the quasi-crystals in
our enumeration with properties
that identify it with the zeros of the
Riemann zeta-function. Then we have
proved the Riemann Hypothesis and
we can wait for the telephone call
announcing the award of the Fields
Medal.
These are of course idle dreams.
The problem of classifying one-
dimensional quasi-crystals is horren-
dously difficult, probably at least as
difficult as the problems that Andrew
Wiles took seven years to explore. But
if we take a Baconian point of view,
the history of mathematics is a his-
tory of horrendously difficult prob-
lems being solved by young people too ignorant to
know that they were impossible. The classification
of quasi-crystals is a worthy goal, and might even
turn out to be achievable. Problems of that degree
of difficulty will not be solved by old men like me.
I leave this problem as an exercise for the young
frogs in the audience.
Abram Besicovitch and Hermann Weyl
Let me now introduce you to some notable frogs
and birds that I knew personally. I came to Cam-
bridge University as a student in 1941 and had
the tremendous luck to be given the Russian
mathematician Abram Samoilovich Besicovitch
as my supervisor. Since this was in the middle
of World War Two, there were very few students
in Cambridge, and almost no graduate students.
Although I was only seventeen years old and Besi-
covitch was already a famous professor, he gave
me a great deal of his time and attention, and we
became life-long friends. He set the style in which
I began to work and think about mathematics. He
gave wonderful lectures on measure-theory and
integration, smiling amiably when we laughed at
his glorious abuse of the English language. I re-
member only one occasion when he was annoyed
by our laughter. He remained silent for a while and
then said, “Gentlemen. Fifty million English speak
English you speak. Hundred and fifty million Rus-
sians speak English I speak.”
Abram Besicovitch
Hermann Weyl
Photograph of A. Besicovitch from the AMS archives. Photo of Hermann Weyl
Photograph of A. Besicovitch from AMS archives. Photo of H. Weyl from the archives of Peter Roquette, used with permisssion.
216 Notices of the AMs VoluMe 56, NuMber 2
into a regular and an irregular component, that
the regular component has a tangent almost
everywhere, and the irregular component has a
projection of measure zero onto almost all direc-
tions. Roughly speaking, the regular component
looks like a collection of continuous curves, while
the irregular component looks nothing like a con-
tinuous curve. The existence and the properties of
the irregular component are connected with the
Besicovitch solution of the Kakeya problem. One
of the problems that he gave me to work on was
the division of measurable sets into regular and
irregular components in spaces of higher dimen-
sions. I got nowhere with the problem, but became
permanently imprinted with the Besicovitch style.
The Besicovitch style is architectural. He builds
out of simple elements a delicate and complicated
architectural structure, usually with a hierarchical
plan, and then, when the building is finished, the
completed structure leads by simple arguments
to an unexpected conclusion. Every Besicovitch
proof is a work of art, as carefully constructed as
a Bach fugue.
A few years after my apprenticeship with Be-
sicovitch, I came to Princeton and got to know
Hermann Weyl. Weyl was a prototypical bird, just
as Besicovitch was a prototypical frog. I was lucky
to overlap with Weyl for one year at the Princeton
Institute for Advanced Study before he retired
from the Institute and moved back to his old home
in Zürich. He liked me because during that year I
published papers in the Annals of Mathematics
about number theory and in the Physical Review
about the quantum theory of radiation. He was one
of the few people alive who was at home in both
subjects. He welcomed me to the Institute, in the
hope that I would be a bird like himself. He was dis-
appointed. I remained obstinately a frog. Although
I poked around in a variety of mud-holes, I always
looked at them one at a time and did not look for
connections between them. For me, number theory
and quantum theory were separate worlds with
separate beauties. I did not look at them as Weyl
did, hoping to find clues to a grand design.
Weyl’s great contribution to the quantum theory
of radiation was his invention of gauge fields. The
idea of gauge fields had a curious history. Weyl
invented them in 1918 as classical fields in his
unified theory of general relativity and electromag-
netism, [7]. He called them “gauge fields” because
they were concerned with the non-integrability
of measurements of length. His unified theory
was promptly and publicly rejected by Einstein.
After this thunderbolt from on high, Weyl did
not abandon his theory but moved on to other
things. The theory had no experimental conse-
quences that could be tested. Then in 1929, after
quantum mechanics had been invented by others,
Weyl realized that his gauge fields fitted far bet-
ter into the quantum world than they did into the
Besicovitch was a frog, and he became famous
when he was young by solving a problem in el-
ementary plane geometry known as the Kakeya
problem. The Kakeya problem was the following.
A line segment of length one is allowed to move
freely in a plane while rotating through an angle
of 360 degrees. What is the smallest area of the
plane that it can cover during its rotation? The
problem was posed by the Japanese mathematician
Kakeya in 1917 and remained a famous unsolved
problem for ten years. George Birkhoff, the lead-
ing American mathematician at that time, publicly
proclaimed that the Kakeya problem and the four-
color problem were the outstanding unsolved
problems of the day. It was widely believed that
the minimum area was
π/8, which is the area of a
three-cusped hypocycloid. The three-cusped hypo-
cycloid is a beautiful three-pointed curve. It is the
curve traced out by a point on the circumference
of a circle with radius one-quarter, when the circle
rolls around the inside of a fixed circle with radius
three-quarters. The line segment of length one can
turn while always remaining tangent to the hypo-
cycloid with its two ends also on the hypocycloid.
This picture of the line turning while touching the
inside of the hypocycloid at three points was so
elegant that most people believed it must give the
minimum area. Then Besicovitch surprised every-
one by proving that the area covered by the line as
it turns can be less than
for any positive .
Besicovitch had actually solved the problem in
1920 before it became famous, not even knowing
that Kakeya had proposed it. In 1920 he published
the solution in Russian in the Journal of the Perm
Physics and Mathematics Society, a journal that
was not widely read. The university of Perm, a
city 1,100 kilometers east of Moscow, was briefly
a refuge for many distinguished mathematicians
after the Russian revolution. They published two
volumes of their journal before it died amid the
chaos of revolution and civil war. Outside Russia
the journal was not only unknown but unobtain-
able. Besicovitch left Russia in 1925 and arrived at
Copenhagen, where he learned about the famous
Kakeya problem that he had solved five years ear-
lier. He published the solution again, this time in
English in the Mathematische Zeitschrift. The Ka-
keya problem as Kakeya proposed it was a typical
frog problem, a concrete problem without much
connection with the rest of mathematics. Besico-
vitch gave it an elegant and deep solution, which
revealed a connection with general theorems about
the structure of sets of points in a plane.
The Besicovitch style is seen at its finest in
his three classic papers with the title, “On the
fundamental geometric properties of linearly
measurable plane sets of points”, published in
Mathematische Annalen in the years 1928, 1938,
and 1939. In these papers he proved that every
linearly measurable set in the plane is divisible
februAry 2009 Notices of the AMs 217
classical world, [8]. All
that he needed to do, to
change a classical gauge
into a quantum gauge,
was to change real
numbers into complex
numbers. In quantum
mechanics, every quan-
tum of electric charge
carries with it a com-
plex wave function with
a phase, and the gauge
field is concerned with
the non-integrability of
measurements of phase.
The gauge field could
then be precisely identified with the electromag-
netic potential, and the law of conservation of
charge became a consequence of the local phase
invariance of the theory.
Weyl died four years after he returned from
Princeton to Zürich, and I wrote his obituary for the
journal Nature, [3]. “Among all the mathematicians
who began their working lives in the twentieth
century,” I wrote, “Hermann Weyl was the one who
made major contributions in the greatest number
of different fields. He alone could stand compari-
son with the last great universal mathematicians
of the nineteenth century, Hilbert and Poincaré.
So long as he was alive, he embodied a living con-
tact between the main lines of advance in pure
mathematics and in theoretical physics. Now he
is dead, the contact is broken, and our hopes of
comprehending the physical universe by a direct
use of creative mathematical imagination are for
the time being ended.” I mourned his passing, but
I had no desire to pursue his dream. I was happy
to see pure mathematics and physics marching
ahead in opposite directions.
The obituary ended with a sketch of Weyl as
a human being: “Characteristic of Weyl was an
aesthetic sense which dominated his thinking on
all subjects. He once said to me, half joking, ‘My
work always tried to unite the true with the beau-
tiful; but when I had to choose one or the other,
I usually chose the beautiful’. This remark sums
up his personality perfectly. It shows his profound
faith in an ultimate harmony of Nature, in which
the laws should inevitably express themselves in
a mathematically beautiful form. It shows also
his recognition of human frailty, and his humor,
which always stopped him short of being pomp-
ous. His friends in Princeton will remember him
as he was when I last saw him, at the Spring Dance
of the Institute for Advanced Study last April: a
big jovial man, enjoying himself splendidly, his
cheerful frame and his light step giving no hint of
his sixty-nine years.”
The fifty years after Weyl’s death were a golden
age of experimental physics and observational
astronomy, a golden
age for Baconian travel-
ers picking up facts, for
frogs exploring small
patches of the swamp
in which we live. Dur-
ing these fifty years, the
frogs accumulated a de-
tailed knowledge of a
large variety of cosmic
structures and a large
variety of particles and
interactions. As the
exploration of new ter-
ritories continued, the
universe became more
complicated. Instead of a grand design displaying
the simplicity and beauty of Weyl’s mathematics,
the explorers found weird objects such as quarks
and gamma-ray bursts, weird concepts such as su-
persymmetry and multiple universes. Meanwhile,
mathematics was also becoming more compli-
cated, as exploration continued into the phenom-
ena of chaos and many other new areas opened
by electronic computers. The mathematicians
discovered the central mystery of computability,
the conjecture represented by the statement P is
not equal to NP. The conjecture asserts that there
exist mathematical problems which can be quickly
solved in individual cases but cannot be solved
by a quick algorithm applicable to all cases. The
most famous example of such a problem is the
traveling salesman problem, which is to find the
shortest route for a salesman visiting a set of cit-
ies, knowing the distance between each pair. All
the experts believe that the conjecture is true, and
that the traveling salesman problem is an example
of a problem that is P but not NP. But nobody has
even a glimmer of an idea how to prove it. This is
a mystery that could not even have been formu-
lated within the nineteenth-century mathematical
universe of Hermann Weyl.
Frank Yang and Yuri Manin
The last fifty years have been a hard time for
birds. Even in hard times, there is work for birds
to do, and birds have appeared with the courage to
tackle it. Soon after Weyl left Princeton, Frank Yang
arrived from Chicago and moved into Weyl’s old
house. Yang took Weyl’s place as the leading bird
among my generation of physicists. While Weyl
was still alive, Yang and his student Robert Mills
discovered the Yang-Mills theory of non-Abelian
gauge fields, a marvelously elegant extension of
Weyl’s idea of a gauge field, [11]. Weyl’s gauge field
was a classical quantity, satisfying the commuta-
tive law of multiplication. The Yang-Mills theory
had a triplet of gauge fields which did not com-
mute. They satisfied the commutation rules of the
three components of a quantum mechanical spin,
Chen Ning (Frank)
Yang
Yuri Manin
Photo of F. Yang courtesy of SUNY Stony Brook. Photo of Y. Manin courtesy of Northwestern University.
218 Notices of the AMs VoluMe 56, NuMber 2
the worlds of geometry and dynamics with his
concept of fluxions, nowadays called calculus. In
the nineteenth century Boole linked the worlds
of logic and algebra with his concept of symbolic
logic, and Riemann linked the worlds of geometry
and analysis with his concept of Riemann sur-
faces. Coordinates, fluxions, symbolic logic, and
Riemann surfaces are all metaphors, extending
the meanings of words from familiar to unfamiliar
contexts. Manin sees the future of mathematics
as an exploration of metaphors that are already
visible but not yet understood. The deepest such
metaphor is the similarity in structure between
number theory and physics. In both fields he sees
tantalizing glimpses of parallel concepts, symme-
tries linking the continuous with the discrete. He
looks forward to a unification which he calls the
quantization of mathematics.
“Manin disagrees with the Baconian story, that
Hilbert set the agenda for the mathematics of the
twentieth century when he presented his famous
list of twenty-three unsolved problems to the In-
ternational Congress of Mathematicians in Paris
in 1900. According to Manin, Hilbert’s problems
were a distraction from the central themes of
mathematics. Manin sees the important advances
in mathematics coming from programs, not from
problems. Problems are usually solved by apply-
ing old ideas in new ways. Programs of research
are the nurseries where new ideas are born. He
sees the Bourbaki program, rewriting the whole of
mathematics in a more abstract language, as the
source of many of the new ideas of the twentieth
century. He sees the Langlands program, unifying
number theory with geometry, as a promising
source of new ideas for the twenty-first. People
who solve famous unsolved problems may win big
prizes, but people who start new programs are the
real pioneers.”
The Russian version of Mathematics as Meta-
phor contains ten chapters that were omitted from
the English version. The American Mathematical
Society decided that these chapters would not be
of interest to English language readers. The omis-
sions are doubly unfortunate. First, readers of the
English version see only a truncated view of Manin,
who is perhaps unique among mathematicians in
his broad range of interests extending far beyond
mathematics. Second, we see a truncated view of
Russian culture, which is less compartmentalized
than English language culture, and brings math-
ematicians into closer contact with historians and
artists and poets.
John von Neumann
Another important figure in twentieth century
mathematics was John von Neumann. Von Neu-
mann was a frog, applying his prodigious tech-
nical skill to solve problems in many branches
of mathematics and physics. He began with the
which are generators of the simplest non-Abelian
Lie algebra
A
2
. The theory was later generalized so
that the gauge fields could be generators of any
finite-dimensional Lie algebra. With this general-
ization, the Yang-Mills gauge field theory provided
the framework for a model of all the known par-
ticles and interactions, a model that is now known
as the Standard Model of particle physics. Yang put
the finishing touch to it by showing that Einstein’s
theory of gravitation fits into the same framework,
with the Christoffel three-index symbol taking the
role of gauge field, [10].
In an appendix to his 1918 paper, added in 1955
for the volume of selected papers published to
celebrate his seventieth birthday, Weyl expressed
his final thoughts about gauge field theories (my
translation), [12]: “The strongest argument for my
theory seemed to be this, that gauge invariance
was related to conservation of electric charge in
the same way as coordinate invariance was related
to conservation of energy and momentum.” Thirty
years later Yang was in Zürich for the celebration
of Weyl’s hundredth birthday. In his speech, [12],
Yang quoted this remark as evidence of Weyl’s de-
votion to the idea of gauge invariance as a unifying
principle for physics. Yang then went on, “Sym-
metry, Lie groups, and gauge invariance are now
recognized, through theoretical and experimental
developments, to play essential roles in determin-
ing the basic forces of the physical universe. I have
called this the principle that symmetry dictates in-
teraction.” This idea, that symmetry dictates inter-
action, is Yang’s generalization of Weyl’s remark.
Weyl observed that gauge invariance is intimately
connected with physical conservation laws. Weyl
could not go further than this, because he knew
only the gauge invariance of commuting Abelian
fields. Yang made the connection much stronger
by introducing non-Abelian gauge fields. With
non-Abelian gauge fields generating nontrivial Lie
algebras, the possible forms of interaction between
fields become unique, so that symmetry dictates
interaction. This idea is Yang’s greatest contribu-
tion to physics. It is the contribution of a bird,
flying high over the rain forest of little problems
in which most of us spend our lives.
Another bird for whom I have a deep respect
is the Russian mathematician Yuri Manin, who
recently published a delightful book of essays with
the title Mathematics as Metaphor [5]. The book
was published in Moscow in Russian, and by the
American Mathematical Society in English. I wrote
a preface for the English version, and I give you
here a short quote from my preface. Mathematics
as Metaphor is a good slogan for birds. It means
that the deepest concepts in mathematics are
those which link one world of ideas with another.
In the seventeenth century Descartes linked the
disparate worlds of algebra and geometry with
his concept of coordinates, and Newton linked
februAry 2009 Notices of the AMs 219
foundations of mathematics. He found the first
satisfactory set of axioms for set-theory, avoiding
the logical paradoxes that Cantor had encountered
in his attempts to deal with infinite sets and
infinite numbers. Von Neumann’s axioms were
used by his bird friend Kurt Gödel a few years later
to prove the existence of undecidable propositions
in mathematics. Gödel’s theorems gave birds a new
vision of mathematics. After Gödel, mathematics
was no longer a single structure tied
together with a unique concept of
truth, but an archipelago of structures
with diverse sets of axioms and di-
verse notions of truth. Gödel showed
that mathematics is inexhaustible. No
matter which set of axioms is chosen
as the foundation, birds can always
find questions that those axioms can-
not answer.
Von Neumann went on from the
foundations of mathematics to the
foundations of quantum mechanics.
To give quantum mechanics a firm
mathematical foundation, he created
a magnificent theory of rings of op-
erators. Every observable quantity is
represented by a linear operator, and
the peculiarities of quantum behav-
ior are faithfully represented by the
algebra of operators. Just as Newton
invented calculus to describe classi-
cal dynamics, von Neumann invented
rings of operators to describe quan-
tum dynamics.
Von Neumann made fundamental
contributions to several other fields,
especially to game theory and to the
design of digital computers. For the
last ten years of his life, he was deeply
involved with computers. He was so
strongly interested in computers that he decided
not only to study their design but to build one with
real hardware and software and use it for doing
science. I have vivid memories of the early days of
von Neumann’s computer project at the Institute
for Advanced Study in Princeton. At that time he
had two main scientific interests, hydrogen bombs
and meteorology. He used his computer during the
night for doing hydrogen bomb calculations and
during the day for meteorology. Most of the people
hanging around the computer building in daytime
were meteorologists. Their leader was Jule Char-
ney. Charney was a real meteorologist, properly
humble in dealing with the inscrutable mysteries
of the weather, and skeptical of the ability of the
computer to solve the mysteries. John von Neu-
mann was less humble and less skeptical. I heard
von Neumann give a lecture about the aims of his
project. He spoke, as he always did, with great con-
fidence. He said, “The computer will enable us to
divide the atmosphere at any moment into stable
regions and unstable regions. Stable regions we
can predict. Unstable regions we can control.” Von
Neumann believed that any unstable region could
be pushed by a judiciously applied small perturba-
tion so that it would move in any desired direction.
The small perturbation would be applied by a fleet
of airplanes carrying smoke generators, to absorb
sunlight and raise or lower temperatures at places
where the perturbation would be most
effective. In particular, we could stop
an incipient hurricane by identifying
the position of an instability early
enough, and then cooling that patch
of air before it started to rise and form
a vortex. Von Neumann, speaking in
1950, said it would take only ten years
to build computers powerful enough
to diagnose accurately the stable and
unstable regions of the atmosphere.
Then, once we had accurate diagno-
sis, it would take only a short time
for us to have control. He expected
that practical control of the weather
would be a routine operation within
the decade of the 1960s.
Von Neumann, of course, was
wrong. He was wrong because he
did not know about chaos. We now
know that when the motion of the
atmosphere is locally unstable, it is
very often chaotic. The word “chaotic”
means that motions that start close
together diverge exponentially from
each other as time goes on. When the
motion is chaotic, it is unpredictable,
and a small perturbation does not
move it into a stable motion that can
be predicted. A small perturbation
will usually move it into another cha-
otic motion that is equally unpredictable. So von
Neumann’s strategy for controlling the weather
fails. He was, after all, a great mathematician but
a mediocre meteorologist.
Edward Lorenz discovered in 1963 that the so-
lutions of the equations of meteorology are often
chaotic. That was six years after von Neumann
died. Lorenz was a meteorologist and is generally
regarded as the discoverer of chaos. He discovered
the phenomena of chaos in the meteorological con-
text and gave them their modern names. But in fact
I had heard the mathematician Mary Cartwright,
who died in 1998 at the age of 97, describe the
same phenomena in a lecture in Cambridge in 1943,
twenty years before Lorenz discovered them. She
called the phenomena by different names, but they
were the same phenomena. She discovered them in
the solutions of the van der Pol equation which de-
scribe the oscillations of a nonlinear amplifier, [2].
The van der Pol equation was important in World
John von Neumann
Mary Cartwright
Photograph of Mary Cartright courtesy of The Mistress and Fellows, Girton College, Cambridge.
220 Notices of the AMs VoluMe 56, NuMber 2
War II because nonlinear amplifiers fed power
to the transmitters in early radar systems. The
transmitters behaved erratically, and the Air Force
blamed the manufacturers for making defective
amplifiers. Mary Cartwright was asked to look into
the problem. She showed that the manufacturers
were not to blame. She showed that the van der Pol
equation was to blame. The solutions of the van der
Pol equation have precisely the chaotic behavior
that the Air Force was complaining about. I heard
all about chaos from Mary Cartwright seven years
before I heard von Neumann talk about weather
control, but I was not far-sighted enough to make
the connection. It never entered my head that the
erratic behavior of the van der Pol equation might
have something to do with meteorology. If I had
been a bird rather than a frog, I would probably
have seen the connection, and I might have saved
von Neumann a lot of trouble. If he had known
about chaos in 1950, he would probably have
thought about it deeply, and he would have had
something important to say about it in 1954.
Von Neumann got into trouble at the end of
his life because he was really a frog but everyone
expected him to fly like a bird. In 1954 there was
an International Congress of Mathematicians in
Amsterdam. These congresses happen only once
in four years and it is a great honor to be invited to
speak at the opening session. The organizers of the
Amsterdam congress invited von Neumann to give
the keynote speech, expecting him to repeat the act
that Hilbert had performed in Paris in 1900. Just as
Hilbert had provided a list of unsolved problems
to guide the development of mathematics for the
first half of the twentieth century, von Neumann
was invited to do the same for the second half of
the century. The title of von Neumann’s talk was
announced in the program of the congress. It was
“Unsolved Problems in Mathematics: Address by
Invitation of the Organizing Committee”. After the
congress was over, the complete proceedings were
published, with the texts of all the lectures except
this one. In the proceedings there is a blank page
with von Neumann’s name and the title of his talk.
Underneath, it says, “No manuscript of this lecture
was available.”
What happened? I know what happened, be-
cause I was there in the audience, at 3:00 p.m.
on Thursday, September 2, 1954, in the Concert-
gebouw concert hall. The hall was packed with
mathematicians, all expecting to hear a brilliant
lecture worthy of such a historic occasion. The
lecture was a huge disappointment. Von Neumann
had probably agreed several years earlier to give
a lecture about unsolved problems and had then
forgotten about it. Being busy with many other
things, he had neglected to prepare the lecture.
Then, at the last moment, when he remembered
that he had to travel to Amsterdam and say some-
thing about mathematics, he pulled an old lecture
from the 1930s out of a drawer and dusted it off.
The lecture was about rings of operators, a subject
that was new and fashionable in the 1930s. Noth-
ing about unsolved problems. Nothing about the
future. Nothing about computers, the subject that
we knew was dearest to von Neumann’s heart.
He might at least have had something new and
exciting to say about computers. The audience in
the concert hall became restless. Somebody said
in a voice loud enough to be heard all over the
hall, “Aufgewärmte Suppe”, which is German for
“warmed-up soup”. In 1954 the great majority of
mathematicians knew enough German to under-
stand the joke. Von Neumann, deeply embarrassed,
brought his lecture to a quick end and left the hall
without waiting for questions.
Weak Chaos
If von Neumann had known about chaos when he
spoke in Amsterdam, one of the unsolved prob-
lems that he might have talked about was weak
chaos. The problem of weak chaos is still unsolved
fifty years later. The problem is to understand
why chaotic motions often remain bounded and
do not cause any violent instability. A good ex-
ample of weak chaos is the orbital motions of the
planets and satellites in the solar system. It was
discovered only recently that these motions are
chaotic. This was a surprising discovery, upsetting
the traditional picture of the solar system as the
prime example of orderly stable motion. The math-
ematician Laplace two hundred years ago thought
he had proved that the solar system is stable. It
now turns out that Laplace was wrong. Accurate
numerical integrations of the orbits show clearly
that neighboring orbits diverge exponentially. It
seems that chaos is almost universal in the world
of classical dynamics.
Chaotic behavior was never suspected in the
solar system before accurate long-term integra-
tions were done, because the chaos is weak. Weak
chaos means that neighboring trajectories diverge
exponentially but never diverge far. The divergence
begins with exponential growth but afterwards
remains bounded. Because the chaos of the plan-
etary motions is weak, the solar system can survive
for four billion years. Although the motions are
chaotic, the planets never wander far from their
customary places, and the system as a whole does
not fly apart. In spite of the prevalence of chaos,
the Laplacian view of the solar system as a perfect
piece of clockwork is not far from the truth.
We see the same phenomena of weak chaos in
the domain of meteorology. Although the weather
in New Jersey is painfully chaotic, the chaos has
firm limits. Summers and winters are unpredict-
ably mild or severe, but we can reliably predict
that the temperature will never rise to 45 degrees
Celsius or fall to minus 30, extremes that are
often exceeded in India or in Minnesota. There
februAry 2009 Notices of the AMs 221
is no conservation law of physics that forbids
temperatures from rising as high in New Jersey
as in India, or from falling as low in New Jersey
as in Minnesota. The weakness of chaos has been
essential to the long-term survival of life on this
planet. Weak chaos gives us a challenging variety
of weather while protecting us from fluctuations
so severe as to endanger our existence. Chaos
remains mercifully weak for reasons that we do
not understand. That is another unsolved problem
for young frogs in the audience to take home. I
challenge you to understand the reasons why the
chaos observed in a great diversity of dynamical
systems is generally weak.
The subject of chaos is characterized by an
abundance of quantitative data, an unending sup-
ply of beautiful pictures, and a shortage of rigor-
ous theorems. Rigorous theorems are the best way
to give a subject intellectual depth and precision.
Until you can prove rigorous theorems, you do not
fully understand the meaning of your concepts.
In the field of chaos I know only one rigorous
theorem, proved by Tien-Yien Li and Jim Yorke in
1975 and published in a short paper with the title,
“Period Three Implies Chaos”, [4]. The Li-Yorke
paper is one of the immortal gems in the literature
of mathematics. Their theorem concerns nonlinear
maps of an interval onto itself. The successive posi-
tions of a point when the mapping is repeated can
be considered as the orbit of a classical particle.
An orbit has period
N if the point returns to its
original position after
N mappings. An orbit is
defined to be chaotic, in this context, if it diverges
from all periodic orbits. The theorem says that if a
single orbit with period three exists, then chaotic
orbits also exist. The proof is simple and short. To
my mind, this theorem and its proof throw more
light than a thousand beautiful pictures on the
basic nature of chaos. The theorem explains why
chaos is prevalent in the world. It does not explain
why chaos is so often weak. That remains a task
for the future. I believe that weak chaos will not
be understood in a fundamental way until we can
prove rigorous theorems about it.
String Theorists
I would like to say a few words about string theory.
Few words, because I know very little about string
theory. I never took the trouble to learn the subject
or to work on it myself. But when I am at home at the
Institute for Advanced Study in Princeton, I am sur-
rounded by string theorists, and I sometimes listen
to their conversations. Occasionally I understand a
little of what they are saying. Three things are clear.
First, what they are doing is first-rate mathemat-
ics. The leading pure mathematicians, people like
Michael Atiyah and Isadore Singer, love it. It has
opened up a whole new branch of mathematics,
with new ideas and new problems. Most remark-
ably, it gave the mathematicians new methods to
solve old problems that were previously unsolvable.
Second, the string theorists think of themselves
as physicists rather than mathematicians. They
believe that their theory describes something real
in the physical world. And third, there is not yet
any proof that the theory is relevant to physics.
The theory is not yet testable by experiment. The
theory remains in a world of its own, detached
from the rest of physics. String theorists make
strenuous efforts to deduce consequences of the
theory that might be testable in the real world, so
far without success.
My colleagues Ed Witten and Juan Maldacena
and others who created string theory are birds,
flying high and seeing grand visions of distant
ranges of mountains. The thousands of hum-
bler practitioners of string theory in universities
around the world are frogs, exploring fine details
of the mathematical structures that birds first
saw on the horizon. My anxieties about string
theory are sociological rather than scientific. It is
a glorious thing to be one of the first thousand
string theorists, discovering new connections and
pioneering new methods. It is not so glorious to
be one of the second thousand or one of the tenth
thousand. There are now about ten thousand
string theorists scattered around the world. This
is a dangerous situation for the tenth thousand
and perhaps also for the second thousand. It may
happen unpredictably that the fashion changes
and string theory becomes unfashionable. Then it
could happen that nine thousand string theorists
lose their jobs. They have been trained in a narrow
specialty, and they may be unemployable in other
fields of science.
Why are so many young people attracted to
string theory? The attraction is partly intellectual.
String theory is daring and mathematically elegant.
But the attraction is also sociological. String theory
is attractive because it offers jobs. And why are
so many jobs offered in string theory? Because
string theory is cheap. If you are the chairperson
of a physics department in a remote place without
much money, you cannot afford to build a modern
laboratory to do experimental physics, but you can
afford to hire a couple of string theorists. So you
offer a couple of jobs in string theory, and you
have a modern physics department. The tempta-
tions are strong for the chairperson to offer such
jobs and for the young people to accept them.
This is a hazardous situation for the young people
and also for the future of science. I am not say-
ing that we should discourage young people from
working in string theory if they find it exciting. I
am saying that we should offer them alternatives,
so that they are not pushed into string theory by
economic necessity.
Finally, I give you my own guess for the future
of string theory. My guess is probably wrong. I
have no illusion that I can predict the future. I tell
222 Notices of the AMs VoluMe 56, NuMber 2
you my guess, just to give you something to think
about. I consider it unlikely that string theory will
turn out to be either totally successful or totally
useless. By totally successful I mean that it is a
complete theory of physics, explaining all the de-
tails of particles and their interactions. By totally
useless I mean that it remains a beautiful piece of
pure mathematics. My guess is that string theory
will end somewhere between complete success
and failure. I guess that it will be like the theory
of Lie groups, which Sophus Lie created in the
nineteenth century as a mathematical framework
for classical physics. So long as physics remained
classical, Lie groups remained a failure. They were
a solution looking for a problem. But then, fifty
years later, the quantum revolution transformed
physics, and Lie algebras found their proper place.
They became the key to understanding the central
role of symmetries in the quantum world. I expect
that fifty or a hundred years from now another
revolution in physics will happen, introducing new
concepts of which we now have no inkling, and the
new concepts will give string theory a new mean-
ing. After that, string theory will suddenly find
its proper place in the universe, making testable
statements about the real world. I warn you that
this guess about the future is probably wrong. It
has the virtue of being falsifiable, which accord-
ing to Karl Popper is the hallmark of a scientific
statement. It may be demolished tomorrow by
some discovery coming out of the Large Hadron
Collider in Geneva.
Manin Again
To end this talk, I come back to Yuri Manin and
his book Mathematics as Metaphor. The book
is mainly about mathematics. It may come as a
surprise to Western readers that he writes with
equal eloquence about other subjects such as the
collective unconscious, the origin of human lan-
guage, the psychology of autism, and the role of
the trickster in the mythology of many cultures.
To his compatriots in Russia, such many-sided
interests and expertise would come as no surprise.
Russian intellectuals maintain the proud tradition
of the old Russian intelligentsia, with scientists
and poets and artists and musicians belonging to
a single community. They are still today, as we see
them in the plays of Chekhov, a group of idealists
bound together by their alienation from a super-
stitious society and a capricious government. In
Russia, mathematicians and composers and film-
producers talk to one another, walk together in the
snow on winter nights, sit together over a bottle of
wine, and share each others’ thoughts.
Manin is a bird whose vision extends far be-
yond the territory of mathematics into the wider
landscape of human culture. One of his hobbies
is the theory of archetypes invented by the Swiss
psychologist Carl Jung. An archetype, according to
Jung, is a mental image rooted in a collective un-
conscious that we all share. The intense emotions
that archetypes carry with them are relics of lost
memories of collective joy and suffering. Manin is
saying that we do not need to accept Jung’s theory
as true in order to find it illuminating.
More than thirty years ago, the singer Monique
Morelli made a recording of songs with words by
Pierre MacOrlan. One of the songs is La Ville Morte,
the dead city, with a haunting melody tuned to
Morelli’s deep contralto, with an accordion singing
counterpoint to the voice, and with verbal images
of extraordinary intensity. Printed on the page, the
words are nothing special:
“En pénétrant dans la ville morte,
Je tenait Margot par le main…
Nous marchions de la nécropole,
Les pieds brisés et sans parole,
Devant ces portes sans cadole,
Devant ces trous indéfinis,
Devant ces portes sans parole
Et ces poubelles pleines de cris”.
“As we entered the dead city, I held Margot by
the hand…We walked from the graveyard on our
bruised feet, without a word, passing by these
doors without locks, these vaguely glimpsed holes,
these doors without a word, these garbage cans
full of screams.”
I can never listen to that song without a dispro-
portionate intensity of feeling. I often ask myself
why the simple words of the song seem to resonate
with some deep level of unconscious memory, as
if the souls of the departed are speaking through
Morelli’s music. And now unexpectedly in Manin’s
book I find an answer to my question. In his chap-
ter, “The Empty City Archetype”, Manin describes
how the archetype of the dead city appears again
and again in the creations of architecture, litera-
ture, art and film, from ancient to modern times,
ever since human beings began to congregate in
cities, ever since other human beings began to
congregate in armies to ravage and destroy them.
The character who speaks to us in MacOrlan’s song
is an old soldier who has long ago been part of an
army of occupation. After he has walked with his
wife through the dust and ashes of the dead city,
he hears once more:
“Chansons de charme d’un clairon
Qui fleurissait une heure lointaine
Dans un rêve de garnison”.
“The magic calls of a bugle that came to life for
an hour in an old soldier’s dream”.
The words of MacOrlan and the voice of Mo-
relli seem to be bringing to life a dream from our
collective unconscious, a dream of an old soldier
wandering through a dead city. The concept of the
collective unconscious may be as mythical as the
concept of the dead city. Manin’s chapter describes
the subtle light that these two possibly mythical
februAry 2009 Notices of the AMs 223
concepts throw upon each other. He describes the
collective unconscious as an irrational force that
powerfully pulls us toward death and destruction.
The archetype of the dead city is a distillation of
the agonies of hundreds of real cities that have
been destroyed since cities and marauding armies
were invented. Our only way of escape from the
insanity of the collective unconscious is a collec-
tive consciousness of sanity, based upon hope
and reason. The great task that faces our contem-
porary civilization is to create such a collective
consciousness.
References
[1] M. J. Bertin et al., Pisot and Salem Numbers,
Birkhäuser Verlag, Basel, 1992.
[2]
M. L. Cartwright and J. E. Littlewood, On non-
linear differential equations of the second order, I,
Jour. London Math. Soc. 20 (1945), 180–189.
[3]
Freeman Dyson, Prof. Hermann Weyl, For.Mem.R.S.,
Nature 177 (1956), 457–458.
[4]
Tien-Yien Li and James A. Yorke, Period three implies
chaos, Amer. Math. Monthly 82 (1975), 985–992.
[5]
Yuri I. Manin, Mathematics as Metaphor: Selected
Essays, American Mathematical Society, Providence,
Rhode Island, 2007. [The Russian version is: Manin,
Yu. I., Matematika kak Metafora, Moskva, Izdatyelstvo
MTsNMO, 2008.]
[6]
Andrew M. Odlyzko, Primes, quantum chaos and
computers, in Number Theory, Proceedings of a Sym-
posium, National Research Council, Washington DC,
1990, pp. 35–46.
[7]
Hermann Weyl, Gravitation und elektrizität, Sitz.
König. Preuss. Akad. Wiss. 26 (1918), 465–480.
[8]
, Elektron und gravitation, Zeits. Phys. 56
(1929), 350–352.
[9]
, Selecta, Birkhäuser Verlag, Basel, 1956,
p. 192.
[
10] Chen Ning Yang, Integral formalism for gauge
fields, Phys. Rev. Letters 33 (1974), 445–447.
[
11] Chen Ning Yang and Robert L. Mills, Conservation
of isotopic spin and isotopic gauge invariance, Phys.
Rev. 96 (1954), 191–195.
[12]
, Hermann Weyl’s contribution to physics, in
Hermann Weyl, 1885–1985, (K. Chandrasekharan, ed.),
Springer-Verlag, Berlin, 1986, p. 19.
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The IMA is an NSF funded institute
From June 15-26, 2009 the IMA will host an intensive
short course designed to efficiently provide researchers
in the mathematical sciences and related disciplines the
basic knowledge prerequisite to undertake research in
applied algebraic topology. The course will be taught by
Gunnar Carlsson (Department of Mathematics, Stanford
University) and Robert Ghrist (Department of Electrical
and Systems Engineering, Department of Mathematics,
University of Pennsylvania). The primary audience for the
course is mathematics faculty. No prior background in
applied algebraic topology is expected. Participants will
receive full travel and lodging support during the
workshop.
For more information and to apply:
Application deadline: April 1, 2009
Instructors:
New Directions Short Course
Applied Algebraic Topology
June 15-26, 2009
Gunnar Carlsson (Stanford University)
Robert Ghrist (University of Pennsylvania)
www.ima.umn.edu/2008-2009/ND6.15-26.09

Discussion

> ***"the history of mathematics is a history of horrendously difficult problems being solved by young people too ignorant to know that they were impossible"*** I'm not an expert on computational complexity — but I believe this is backwards. Assuming $P \neq NP,$ shouldn't the TSP be in $NP$ but not $P$? You can read this paper here: [Period Three Implies Chaos - Li, T. Y. and Yorke, J. A. ](http://www2.hkedcity.net/sch_files/a/sfx/sfx-nwc/public_html/period_three_implies_chaos.pdf) Here is a great resource if you want to learn more about Gödel's Incompleteness Theorems: [Stanford Encyclopedia of Philosophy - Gödel's Incompleteness Theorems](https://plato.stanford.edu/entries/goedel-incompleteness/) A hypocycloid is a curve generated by the trace of a fixed point on a small circle that rolls within a larger circle. Below you can see how a three cusped hypocycloid, also known as a deltoid, is generated. ![deltoid](https://i.imgur.com/9EUlq8L.gif) Learn more here: - [Wolfram - Hypocycloid](http://mathworld.wolfram.com/Hypocycloid.html) - [Wikipedia - Deltoid](https://en.wikipedia.org/wiki/Deltoid_curve) John Von Neumann wrote ***First Draft of a Report on the EDVAC** in 1945 for the ENIAC project. It consists of the first published description of the logical design of a computer using the stored-program concept. More interesting reads: - [First Draft of a Report on the EDVAC](https://www.wiley.com/legacy/wileychi/wang_archi/supp/appendix_a.pdf) - [Fermat's Library - Von Neumann's First Computer Program](http://fermatslibrary.com/s/von-neumanns-first-computer-program) - [Fermat's Library - The Beginning of the Monte Carlo Method](http://fermatslibrary.com/s/the-beginning-of-the-monte-carlo-method) Here there is a reference to Riemann hypothesis, one of Millenium mathematics problems: https://www.youtube.com/watch?v=d6c6uIyieoo Freeman Dyson is an English-born American theoretical physicist and mathematician. He is professor emeritus at the Institute for Advanced Study and worked on several areas including quantum electrodynamics, solid-state physics, astronomy and nuclear engineering. ![dyson](https://i.imgur.com/qbQx3OU.jpg) ### TL;DR In this essay Freeman Dyson presents two types of mathematicians: birds and frogs. Birds are Caretesian, they fly high and are interested in the unification of our thinking. Frogs are Baconian, they live in the mud and delight in the details of particular objects. Dyson gives examples of famous birds and frogs and their different way of thinking about mathematics. Mathematics only advances thanks to a combination of birds and frogs. The International Congress of Mathematicians (ICM) is the largest conference for the topic of mathematics and is held every 4 years. During the congress prizes like the Fields Medals, the Nevanlinna Prize, the Gauss Prize, and the Chern Medal. The second International Congress of Mathematicians was held in Paris in 1900. Here is a list of all past ICMs: [International Mathematical Union - Previous ICMs](https://www.mathunion.org/icm/past-icms) Science has evolved following both Cartesian and Baconian views simultaneously. ### Birds - Cartesian view - deduce laws from pure thought (Descartes "Cogito Ergo Sum") - they delight in the concepts that unify our thinking and bring together diverse problems from different topics. ### Frogs - Baconian view - collect facts until they have enough information to understand the workings of Nature - they delight in the details of particular objects - they solve problems one at a time In mathematics a Kakeya set, or Besicovitch set, is a set of points in a plane that contains a unit line segment in every direction. The Kakeya problem **asks whether there is a minimum area that plane such that a needle of unit length can be turned in all directions** (through 360°). Here is an interesting video by Numberphile about Kakeya's Needle problem: [![kakeya video](https://i.imgur.com/lhK56xD.jpg)](https://www.youtube.com/watch?v=j-dce6QmVAQ) > ***Chaos: When the present determines the future, but the approximate present does not approximately determine the future.*** Edward Lorenz Chaos theory is a branch of mathematics focusing on the behavior of dynamical systems that are highly sensitive to initial conditions. In 1963, Lorenz developed a simple math model for atmospheric convection. \begin{eqnarray*} x' &=& σ(y-x)\\ y' &=& x(ρ-z)-y\\ z' &=& xy-βz \end{eqnarray*} The equations relate the properties of a 2-D fluid layer uniformly warmed from below and cooled from above. Here is a set of ***chaotic solutions called The Lorenz attractor***: ![Lorenz attractor](https://video.twimg.com/tweet_video/DXxTVG7WkAEWFsW.mp4) Lie groups, named after Sophus Lie, lie at the intersection of algebra and geometry. They are smooth manifolds obeying the following properties: - the properties of a group - the group operations are differentiable A Lie group is a group of continuous symmetries of mathematical objects and structures. Lie groups are widely used in mathematics and modern theoretical physics. Learn more here: - [Wolfram - Lie Groups](http://mathworld.wolfram.com/LieGroup.html) - [Wikipedia - Lie Groups](https://en.wikipedia.org/wiki/Lie_group) The Bourbaki group was a group of young French mathematicians started in the 1930s which led to the publication of a influential collection of books in the field of mathematics. The founding members of the group included Henri Cartan, Claude Chevalley, Jean Coulomb, Jean Delsarte, Jean Dieudonné, Charles Ehresmann, Szolem Mandelbrojt, René de Possel, and André Weil. Bourbaki's collection of books is more than seven thousand pages long. The first chapter appeared in 1935, and new ones continued to appear until the early 1980s. In its final form it comprised the following: - I. Theory of Sets - II. Algebra - III. General Topology - IV. Functions of a Real Variable - V. Topological Vector Spaces - VI. Integration - Lie Groups and Lie Algebras - Commutative Algebra - Spectral Theories - Differential and Analytic Manifolds #### The Ten Commandments of Leo Szilard: 1. Recognize the connections of things and laws of conduct of men, so that you may know what you are doing. 2. Let your acts be directed towards a worthy goal, but do not ask if they will reach it; they are to be models and examples, not means to an end. 3. Speak to all men as you do to yourself, with no concern for the effect you make, so that you do not shut them out from your world; lest in isolation the meaning of life slips out of sight and you lose the belief in the perfection of creation. 4. Do not destroy what you cannot create. 5. Touch no dish, except that you are hungry. 6. Do not covet what you cannot have. 7. Do not lie without need. 8. Honor children. Listen reverently to their words and speak to them with infinite love. 9. Do your work for six years; but in the seventh, go into solitude or among strangers, so that the memory of your friends does not hinder you from being what you have become. 10. Lead your life with a gentle hand and be ready to leave whenever you are called. Read on here: [Letter by Mrs Szilard on the 10 commandments (July 1964)](https://library.ucsd.edu/dc/object/bb64521048/_1.pdf) #### Hilbert's 23 Mathematical Problems 1. Cantor's problem of the cardinal number of the continuum. 2. The compatibility of the arithmetic axioms. 3. The equality of two volumes of two tetrahedra of equal bases and equal altitudes. 4. Problem of the straight line as the shortest distance between two points. 5. Lie's concept of a continuous group of transformations without the assumption of the differentiability of the functions defining the group. (i.e., are continuous groups automatically differential groups?) 6. Mathematical treatment of the axioms of physics. 7. Irrationality and transcendence of certain numbers. 8. Problems (with the distribution) of prime numbers. 9. Proof of the most general law of reciprocity in any number field. 10. Determination of the solvability of a diophantine equation. 11. Quadratic forms with any algebraic numerical coefficients. 12. Extension of Kronecker's theorem on abelian fields. 13. Impossibility of the solution of the general equation of the 7th degree. 14. Proof of the finiteness of certain complete systems of functions. 15. Rigorous foundation of Schubert's calculus. 16. Problem of the topology of algebraic curves and surfaces. 17. Expression of definite forms by squares. 18. Building space from congruent polyhedra. 19. Are the solutions of regular problems in the calculus of variations always necessarily analytic? 20. The general problem of boundary curves. 21. Proof of the existence of linear differential equations having a prescribed monodromic group. 22. Uniformization of analytic relations by means of automorphic functions. 23. Further development of the methods of the calculus of variations.